1. Essential BSA/AML Knowledge for Frontline Personnel (Annual Training)

Essential BSA/AML Knowledge for Frontline Personnel (Annual Training)

Essential BSA/AML Knowledge for Frontline Personnel (Annual Training)
Event ID: 69973
Not for Sale
Recording: 12950

Duration: 90 minutes including question and answer session.
Presenter(s): Ken Agle, president, AdvisX
$299.00, On-Demand includes full audio presentation, question and answer session, and presentation slides. 
Who Should Attend? All front line personnel, tellers, platform personnel, training officers, compliance officers, BSA/AML officers, risk officers

Frontline. A word that conjures up powerful visual images and logically so as “being on the frontline” means key access to customers/members and insightful knowledge related to that position. Combine this with BSA/AML/OFAC and you have a fundamental need for understanding. Finally, when you mix in changes that have occurred in the last year, this targeted annual training session becomes one of the most important in the past several years.

Frontline personnel with fundamental and focused knowledge on aspects ranging from beneficial ownership to customer/member due diligence requirements to red flags are far more likely to successfully play their key role in promoting compliance. While key elements for BSA/AML are managed remotely using software solutions, there is powerful rationale for maintaining strength at one of the most fundamental channels, namely frontline personnel. After all, it is often their prominent position to identify key elements related to red flags, filing of CTRs, complete CIP/MIP and helping to retain key records as part of your CDD/MDD/EDD efforts.

As your first line of defense against questionable transaction activity, you want to ensure your front line personnel have the training needed to understand the reasons for BSA/AML/OFAC regulation, the focus by regulators, why compliance must be vigorous, and what activities and behaviors are potentially threatening to the institution.

Please join Ken Agle for a fast-paced, training session with a focus on elements of BSA/AML/OFAC designed especially for your front line personnel.


Some of the many insights and tips your frontline personnel will take away:

  • How BSA/AML "works,” the pillars of BSA and the integral role of frontline personnel
  • Lessons learned from the mistakes of others as illustrated by BSA/AML enforcement orders
  • Red Flags for money laundering and the basics of AML Systems
  • Customer Identification Program
  • OFAC elements for frontline personnel
  • Currency Transaction Reporting
  • Recordkeeping-wires and monetary instruments
  • New CDD/MDD rules and their impact across the enterprise
  • Promoting the culture of compliance
  • Basic aspects of OFAC for frontline personnel


Your conference leader for "Essential BSA/AML Knowledge for Frontline Personnel" is Kenneth Agle. Mr. Agle is president of AdvisX and brings over 30 years of financial institution experience covering numerous facets of financial institution operations. Mr. Agle specializes in strategic regulatory response and in developing and implementing both proactive and reactive tools and systems to preempt and resolve issues affecting today’s financial institution. Prior to his consulting experience, Mr. Agle had been a financial institution examiner with the FDIC. As a commissioned examiner, Mr. Agle was principally involved in numerous examinations, including safety and soundness, compliance, BSA, IT and trust.


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BankersWEB certificates of participation are available to everyone completing this webinar.