1. Compliance for Small Business Lending - Out of the Shadows and into the Light

Compliance for Small Business Lending - Out of the Shadows and into the Light

Event ID: 68409
Not for Sale
Recording: 11462


Duration: 90 minutes including question and answer session.
Presenter(s): Kenneth Agle, president of AdvisX
$299.00, On-Demand includes full audio presentation, question and answer session, and presentation slides. 
Credits: Live presentation approved for 1.5 NASBA credit hours (Management Services).
Who Should Attend? Compliance officers, internal auditors, risk managers, lending officers, in-house counsel

Small business lending from a regulatory compliance perspective has historically taken a significant second position to more traditional consumer lending products such as auto loans, single family residential purchase, refinance and improvement loans and the like. Simply stated, small business lending has largely been hidden in the shadow of regulations that include heavier compliance requirements.

But small business lending is gaining much greater attention from regulators. The CFPBâ€â„¢s May 2017 â€Å“Key dimensions of the small business lendingâ€Â as well as the proposal for â€Å“HMDA for Small Businessâ€Â fully indicate that small business lending is emerging as an area of increased regulatory scrutiny that merits serious consideration of the various regulations' impact on small business lending and your institutionâ€â„¢s compliance risk.

In this webinar, Ken Agle will walk you through the compliance regulations that currently are in place for small business lending and how small business presents its unique challenges as it blends aspects of consumer lending at times blurring the otherwise limited reach of some compliance regulations. ECOA, HMDA, Flood, BSA and Beneficial Ownership, Privacy, CRA, Fair Credit, etc. all have potential impact related to small business. Moreover, institutions not aware of what can create regulatory â€Å“reachâ€Â into small business lending increase their risks. As such, heâ€â„¢ll focus on the topic of what is needed to ensure regulatory firewalls are maintained. Heâ€â„¢ll also focus on the outlook for small business lending from a compliance perspective and what institutions should do now to prepare for the current and potential impact.


Please join our experienced expert and former examiner, Kenneth Agle, as he guides you through the reach of compliance into the world of small business lending and what lenders can do to reduce risk exposure through knowledge and key actions. In this webinar, weâ€â„¢ll include:

  • Analysis of compliance regulations that affect small business lending and key actions needed to promote compliance.
  • What actions are needed to maintain regulatory compliance firewalls that exist to reduce the impact of compliance for would-be exempt loans.
  • What should be considered today to prepare for potential changes in the regulatory compliance environment.


Your conference leader for â€Å“Compliance for Small Business Lending â€â€œ Coming Out of the Shadows and into the Lightâ€Â is Kenneth Agle. As president of AdvisX, Mr. Agle brings over 29 years of financial institution experience covering numerous facets of financial institution operations. Mr. Agle specializes in strategic regulatory response and in developing and implementing both proactive and reactive tools and systems to preempt and resolve issues affecting todayâ€â„¢s financial institution. Prior to his consulting experience, Mr. Agle had been a financial institution examiner with the FDIC. As a commissioned examiner, Mr. Agle was principally involved in numerous examinations, including safety and soundness, compliance, BSA, IT and trust.


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BankersWEB certificates of participation are available to everyone completing this webinar.