Financial institutions are increasingly relying on BSA/AML Automated Surveillance Systems. These systems require strong knowledge and effective procedures to promote compliance, reliability, and efficiency.
Model validation has been a significant requirement of the regulators over the past year and the expectation of validation is increasing. Many factors must be validated, such as:
An AML system is ineffective without sound understanding of how it is designed to be used and what is needed to keep the tool functioning effectively.
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Kenneth Agle
Your conference leader for "BSA/AML Automated Systems Validation: Validation Insights” is Kenneth Agle. As president, AdvisX, Mr. Agle brings over 27 years of financial institution experience covering numerous facets of financial institution operations. Mr. Agle specializes in strategic regulatory response and in developing and implementing both proactive and reactive tools and systems to preempt and resolve issues affecting today’s financial institution. Prior to his consulting experience, Mr. Agle had been a financial institution examiner with the FDIC. As a commissioned examiner, Mr. Agle was principally involved in numerous examinations, including safety and soundness, compliance, BSA, IT and trust.
Who Should Attend?
BSA officers, BSA team members, AML system users, compliance officers, operations officers IT personnel involved in BSA/AML systems and internal audit
Credits: Live webinar approved for 1.5 CPE credits
Field of Study: Management Services
Prerequisites: Basic Knowledge
Advanced Preparation: None
Delivery Method: Group Internet Based
Certificates of Attendance: BankersWeb certificates of attendance are available to all registered participants completing this webinar.
CareerLearning is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
BankersWeb, a division of CareerLearning, wants you to be satisfied with your webinar purchase. If this webinar does not meet your expectations, please email us at [email protected]
